学院

School   

金融学院

School   of Finance

培养类别

Program

√国际学生(硕，英文)

International   students(Master, English)

一级学科名称

First   level discipline

应用经济学

Applied   Economics

一级学科代码

First   level discipline code

0202

适用年级

Grade

从 2022 级开始适用

From   2022

修订时间

Time of   revision

2022年5月

May,   2022

覆盖专业

Specialties   

专业名称：金融学(020204)；

Specialty   name：Finance(020204)

基本学制

Length   of schooling

英文授课硕士研究生基本学制为2年。

2 years for master degree international student.

学分

Credit

学术型硕士（国际学生）：总学分≥36学分，其中学位课学分≥36学分，非学位课自行选修

International   master students:  overall credits ≥ 36   credits, credits of degree course ≥ 36 credits

培养目标

Subjects   

1、对中国的认识和理解（Knowledge and understanding of China）

国际学生应当熟悉中国历史、地理、社会、经济等中国国情和文化基本知识，了解中国政治制度和外交政策，理解中国社会主流价值观和公共道德观念，形成良好的法治观念和道德意识。

International students should be familiar   with the basic knowledge of China's national conditions and culture such as   Chinese history, geography, society, and economy, understand China's political   system and foreign policy, understand the mainstream values of Chinese   society and public morality, and form a good concept of the rule of law and   moral awareness.

2、跨文化和全球胜任力（Cross-cultural and global competencies）

国际学生应当具备包容、认知和适应文化多样性的意识、知识、态度和技能，能够在不同民族、社会和国家之间的相互尊重、理解和团结中发挥作用。

International students should have the   awareness, knowledge, attitudes and skills to embrace, recognize and adapt to   cultural diversity, and be able to function in mutual respect, understanding   and solidarity among different peoples, societies and nations.

国际学生应当在本学科领域中具有较好的国际视野，能够在多个国家的实际环境中运用和发展本学科的知识、技能和方法，并具备参与国际事务和国际竞争的能力。

International students should have a good   international perspective in this subject area, be able to apply and develop   the knowledge, skills and methods of this subject in the actual environment   of many countries, and have the ability to participate in international   affairs and international competition.

3、汉语水平（Chinese language proficiency）

应当能够顺利使用英语完成本学科、专业的学习和研究任务，并具备使用英语从事本专业相关工作的能力；毕业时中文能力应当至少达到《国际汉语能力标准》三级水平。

International students should be able to   successfully use English to complete the study and research tasks of the   discipline and major, and have the ability to use English to engage in the   relevant work of the major; their Chinese proficiency should at least reach   Level 3 of HSK when they graduate.

4、本专业培养具备良好的思想政治素质和职业道德，具有较坚实的理论基础，系统掌握并熟练运用金融学专业相关方法和技能，精通一门外语，具有较强的创业能力和应用研究能力，适应银行、证券、保险、信托等金融机构与综合经济管理部门等企事业单位的高层次专门人才。

This   program equips students with strong professional ethics, firm foundation,   systematic study and comprehensive understanding of the field of finance.   Concurrently, this program develops a firm grasp of knowledge in related   fields, proficiency in foreign language in order to conduct applied research,   to  pioneer an enterprise. Students are   expected to be capable of working in financial institutions, such as banks,   security, insurance, trust firms and engaging in senior level positions in   private or public entities related to comprehensive economics and financial   managerial sections.

科研能力及创新培养等要求

Research   capacity and innovation training

实践与创新培养包括科学研究和社会实践两类。科学研究活动主要项目有专业学术活动、科研活动、专业学术论文、学科竞赛等；社会实践活动主要项目为社会调查、毕业实习、“三助”活动等。

实施实践与创新的培养应根据研究生个人特点，侧重于应用研究型。对科学研究和社会实践活动既要兼顾，又要有所侧重。

在实践与创新培养环节，研究生须至少修完10学分。其中，毕业实习为必修项目，计4学分；其他项目为选修。实践与创新学分的管理参见《硕士生培养办法》。

Practical   and innovative training includes scientific research and social practices.   Scientific research activities encompass specialty academic discussion,   participation in research projects and academic competitions, writing academic   research papers; social practices are surveys and studies, internship etc., all   based on students’ interests and specialty, focus on applied research. All   master students are required to complete 10 academic credits. Internship is   compulsory and counts 4 academic credits; Please see master program   regulation for details

培养方式

Training   mode

硕士研究生的培养实行导师制，并遵循下列原则：

1．理论与实践相结合，系统的理论学习与科学研究相结合。

2．导师负责制与导师组、教研室（研究室）集体培养相结合。

3．强调以自学为主，更多地采用启发式、研讨式教学；组织研究生参加必要的社会实践，注重创新意识培养，加强自学能力、动手能力、表达能力和写作能力的训练。

4．贯彻因材施教的原则，充分发挥研究生的个人才能和特长，突出创新能力和综合素质的培养。

5．加强研究生的思想和道德品质修养，全面提高综合素质。

Advisors   are majorly responsible for supervising master students and abide by the   following rules:

Take   account of theory and practice, take account of systematic theory study and   scientific research;

Advisors,   advisor committee and school section group are supporting effort to supervise   master students;

Encourage   self-study, elicitation teaching, research and discussion; as well as social   practices, focusing on cultivating creativity capacity.

Teach   students according to their aptitude, allow full play of master students’   talent, creativity capacity and comprehensive quality.

Strengthen   students’ professional ethics training to facilitate the improvement of   students’ comprehensive quality.

覆盖专业简介及研究方向

Introduction   of specialty and research field

覆盖专业简介

Introduction   

研究方向名称

Research   field

专业名称（020204）：

Specialty（020204）

中南财经大学金融学硕士点获批于1981年，是全国最早建设的金融学硕士点之一。金融学硕士点现已形成以周骏教授为旗帜，以朱新蓉教授、宋清华教授为学术带头人的中青硕士生导师教学梯队，在货币金融研究等领域居于全国领先地位，2007年获批为金融学国家级重点学科。2008年以来，金融学硕士点以金融学国家级重点学科为依托，在硕士生研究生教学条件、科研课题合作领域再上新台阶。目前，金融学硕士点现有硕士生导师45名，培养硕士生主要进入国内金融机构、金融行政部门和高等院校。

ZUEL   school of finance, one of the oldest doctoral program in China, has been   qualified to conduct doctoral program since 1981. School of finance has outstanding   senior faculty members such as Prof. Jun Zhou and Prof. Xinrong Zhu and Prof.   Qinghua Song. Our school holds a leading position in the field of monetary   policy. We are granted nation level key discipline in Finance in 2007. We   have more than 45 master advisors and have successfully placed our graduates   to various financial institutions, government entities and academia in recent   years.

01货币理论与政策

01   Monetary theory and policy

02金融机构与风险管理

02   Financial institution and risk management

03国际金融

03   International finance

04金融市场与证券投资

04   Financial market and security investment

课程设置

Curriculum

课程类别

Course   Type

课程编号

Course   coding

课程名称

Course   name

总学

分Credits

总学时

Academic   hours

周学时

Weekly   

Hours

开课

学期

Semester

备注

Remark

公共必修课

General   Education Courses

11191001

Chinese   Language I

4

64

4

1

11191002

Chinese   Language II

4

64

4

2

11191003

Introduction   to China

2

32

4

1

学科基础课

Basic   Subject Courses

41032001

Intermediate   Microeconomics

3

48

4

1

41132001

Intermediate   Econometrics

3

48

4

1

41232001

Intermediate   Macroeconomics

3

48

4

2

41332001

Writing   skills

2

32

4

1

专业课

Core   Specialty Courses

41053001

Monetary   Economics

2

32

4

2

41053002

Corporate   Finance

2

32

4

2

41053003

Financial   Institution and Markets

2

32

4

2

41053004

Economics   of Banking

2

32

4

3

41053005

Financial   Engineering

2

32

4

3

41053006

International   Finance

2

32

4

3

41053007

Applied   Econometrics

2

32

4

3

研究方向课（选修≥6学分）

Optional   Courses

(Selected   courses>6 credits)

41053008

Fixed   Income Securities

2

32

4

3

41053009

Comparative   Financial System: Theory & Evidence

3

32

4

3

41053010

Financial   Derivatives

2

32

4

4

41053011

Continuous-Time   Asset Pricing

2

32

4

4

41053012

China′s   Economic Development

2

32

4

4

41053013

China′s   Financial Development

2

32

4

4

其他要求

Other   requirement

由各学院根据学科所需制定其他要求。

Each   college shall formulate other requirements according to the needs of the   discipline.

其他培养环节及要求（选填）Other Educational Processes and   Requirements (Selection)

其他培养环节

Other   Program segments

内容或要求

Contents   or requirements

考核时间及方式

Due   Time & Methods of Examination

科研及学术成果

Publication   and academic achievement

硕士国际学生应撰写1篇以上（含1篇）学术论文，或参加导师课题研究并撰写调研报告、分析报告。

Each   master student is required to complete at least one article on academic   journal, or participate advisor’s project research and write survey report or   analysis report.

申请学位论文答辩之前

Before   apply dissertation defense

中期考核（博士必填）

Middle-term   assessment

文献综述与开题报告

Literature   review

and   research proposal

论文选题文献综述或/和《开题报告书》

Literature   review or dissertation proposal

原则上在第二学期末提交，用英文撰写

By the   end of second semester, written in English

社会实践Social practice

遵照《中南财经政法大学外国留学研究生培养与学位管理实施办法》中的有关规定。

Following   the relevant provisions of the “Management Methods of Training for   International Students at Zhongnan University of Economics and Law”.

教学实践Teaching Practice

遵照《中南财经政法大学外国留学研究生培养与学位管理实施办法》中的有关规定。

Following   the relevant provisions of the “Management Methods of Training for   International Students at Zhongnan University of Economics and Law”.

学术训练Academic   training

遵照《中南财经政法大学外国留学研究生培养与学位管理实施办法》中的有关规定。

Following   the relevant provisions of the “Management Methods of Training for   International Students at Zhongnan University of Economics and Law”.

参加学位论文答辩前

Before   thesis oral defense

语言能力

Language ability

根据教育部《来华留学生高等教育质量规范（试行）》（教外（2018）50号文），以英文为授课语言的专业，毕业时中文能力应当达到《国际汉语能力标准》三级水平。

According to the   ministry of education's 《Quality Standards of higher education for   foreign students in China (trial)》 (no. 50 (2018)),  master students who   are taught in English shall graduate with Chinese language proficiency up to   HSK level 3.

未通过汉语水平考试HSK三级者不能通过毕业资格审核。

Those who have not   passed HSK level 3 cannot pass the graduation qualification examination.

学位论文

Dissertation   

硕士学位论文由留学硕士生独立完成，是系统而完整的科研成果的表述与总结，能表明作者确已掌握本学科坚实的基础理论和系统的专门知识。硕士学位论文正文一般为2万字左右，英文撰写；论文题目及论文“摘要”必须译成中文。

申请正式论文答辩前，留学硕士生还应通过（1）学院的预答辩环节，（2）研究生院学术不端行为监测系统的查重检测，（3）外审专家的双盲评审。达到学校和学院的要求者，才能进入正式答辩环节，并于答辩后再次进行查重检测。

International   master students are expected to complete their dissertation independently. Dissertation   is a systematic and comprehensive presentation of scientific research   findings, indicating comprehensive understanding of the primary and advanced   theories and knowledge, and innovative insight of the research topic.   Dissertation should be around 20,000 words, and written in English; the title   and abstract of the dissertation should be translated into Chinese.

Before   applying for oral defense, international master students should pass: (1) the   pre-defense organized by the school; (2) graduate school academic misconduct   test and plagiarism test; (3) double-blind review by external experts. The   dissertation should pass another plagiarism test after the oral defense.

本学科主要文献、目录及刊物（选填）

Main Documents, Catalogues and Publications of the Major   (Selected)

序号

No.

著作或期刊名称

Publication   Title

作者

Author   

期刊或出版社

Journal   or publishing house

出版时间

Time   of publication

考核方式

Assessment   method

备注（选读/必读）

Remark

1

Corporate   Finance

11th   Edition

Stephen   A. Ross, Randolph W. Westerfield et al.

China   Machine Press

2018

Non-test   based assessment

Selective   reading

2

Investments

10th   Edition

Zvi   Bodies, Alex Kane et al.

China   Machine Press

2017

Non-test   based assessment

Selective

reading

3

The   Economics of Money, Banking and Financial Markets,

4th   Edition

Frederic   S. Mishkin

China   Machine Press

2017

Non-test   based assessment

Selective

reading

4

International   Economics, Theory and Policy, 11th Edition

Paul   R. Krugman, Maurice Obstfeld &

Marc   J. Melitz

Pearson

2017

Non-test   based assessment

Selective

reading

5

International   Financial Management

Geert Bekaert , Robert Hodrick

Cambridge   University Press

2017

Non-test   based assessment

Selective

reading

6

Optimal   capital structure and bankruptcy choice: Dynamic bargaining versus   liquidation

Antill   S, Grenadier S R.

Journal   of Financial Economics

2019

Non-test   based assessment

Selective

reading

7

R&D   and the Incentives from Merger and Acquisition Activity

Gordon   M P, Zhdanov A

The   Review of Financial Studies

2013

Non-test   based assessment

Selective

reading

8

Common risk   factors in the returns on stocks and bonds

Fama, E. F. and K.   R. French

Journal of   Financial Economics

1993

Non-test   based assessment

Selective

reading

9

Adopting   knowledge from reverse

innovations?   Transnational patents

and   signaling from an emerging economy

Kenneth   G Huang and

Jiatao   Li

Journal   of International Business Studies

2019

Non-test   based assessment

Selective

reading

10

Trade   Wars and Trade Talks with Data

Ralph   Ossa

American   Economic Review

2014

Non-test   based assessment

Selective

reading

11

Financing   Innovation: Evidence from R&D Grants

Howell   S T.

American   Economic Review

2017

Non-test   based assessment

Selective

reading

12

Tunneling

La   Porta, R., Lopez-de-Silanes, F., & Shleifer, A.

The   American Economic Review

2000

Non-test   based assessment

Selective

reading

文献阅读考核方式：1.考核：将此文献作为课程考核或中期考核的考试范围；

                2.考查：结合开题报告或学科综合考试进行；

                3.报告：撰写读书报告；

                4.其他：请注明。

Examination methods of literature reading:：

1.Assessment: Take the documents as the   scope of course assessment or mid-term assessment.

2.Examination: combined with the proposals   or comprehensive subject examination;

3.Report: Write a reading report;

4.Others: Please note.

审核意见

导师组意见

      导师组组长（签名）：

                                      年   月   日 

学院（中心）意见

负责人（盖章）：                                          

                                           年   月   日

学校培养指导委员会意见：

  盖章：            

                                           年   月   日